-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PRMowgOIXR+5vfIh1YXO0pXv3V3bR9gfGGesK70VOZQeULexC1lkmwlb/DNlpmgc qhoSimg8pJZszOuVhfo54g== 0001045969-98-000723.txt : 19980929 0001045969-98-000723.hdr.sgml : 19980929 ACCESSION NUMBER: 0001045969-98-000723 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980928 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPAIN FUND INC CENTRAL INDEX KEY: 0000818105 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133463933 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-50387 FILM NUMBER: 98716477 BUSINESS ADDRESS: STREET 1: 500 PLAZA DR CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 2013194000 MAIL ADDRESS: STREET 1: ALLIANCE CAPITAL MANAGEMENT LP STREET 2: 1345 AVENUE OF THE AMERICAS 31ST FL CITY: NEW YORK STATE: NY ZIP: 10105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARGILL FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0000884099 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 411492786 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 6000 CLEARWATER DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: 6129843058 MAIL ADDRESS: STREET 1: 6000 CLEARWATER DRIVE CITY: MINNETONKA STATE: MN ZIP: 55343 SC 13D 1 SCHEDULE 13D THE SPAIN FUND INC. THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 901(D) OF REGULATION S-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 The Spain Fund, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - ------------------------------------------------------------------------------- (Title of Class of Securities) 846330108 - ------------------------------------------------------------------------------- (CUSIP Number) John C. Reynolds Cargill Financial Markets PLC Knowle Hill Park, Fairmile Lane, Cobham Surrey KT11 2PD United Kingdom 44-193-286-1000 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 28, 1998 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 846330108 Page 2 of 21 Pages - ------------------- -------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cargill Financial Markets PLC Knowle Hill Park, Fairmile Lane, Cobham Surrey KT11 2PD, United Kingdom I.R.S. I.D. No.: None - --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[x] (b)[ ] - --------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC (See Item 3 of attached Schedule 13D Statement) - --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - --------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES - --------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 709,600 - --------------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING - --------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 709,600 - --------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 709,600 - --------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.07% - --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - --------------------------------------------------------------------- 2 of 21 SCHEDULE 13D CUSIP No. 846330108 Page 3 of 21 Pages - ------------------- -------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cargill Holdings Knowle Hill Park, Fairmile Lane, Cobham Surrey KT11 2PD, United Kingdom 98-0157383 - --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - --------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC (See Item 3 of attached Schedule 13D Statement) - --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - --------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES - --------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 709,600 - --------------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING - --------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 709,600 - --------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 709,600 - --------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.07% - --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - --------------------------------------------------------------------- 3 of 21 SCHEDULE 13D CUSIP No. 846330108 Page 4 of 21 Pages - ------------------- -------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cargill Financial Services Corporation 6000 Clearwater Drive Minnetonka, MN 55343-9497 41-1492786 - --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - --------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC (See Item 3 of attached Schedule 13D Statement) - --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES - --------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 709,600 - --------------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING - --------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 709,600 - --------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 709,600 - --------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.07% - --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - --------------------------------------------------------------------- 4 of 21 SCHEDULE 13D CUSIP No. 846330108 Page 5 of 21 Pages - --------------------------- ------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cargill, Incorporated 15407 McGinty Road West Wayzata, MN 55391-2399 41-0177680 - --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - --------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC (See Item 3 of attached Schedule 13D Statement) - --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - --------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - --------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES - --------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED 709,600 - --------------------------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER REPORTING - --------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 709,600 - --------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 709,600 - --------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - --------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.07% - --------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - --------------------------------------------------------------------- 5 of 21 THE SPAIN FUND INC. SCHEDULE 13D STATEMENT Item 1. Security and Issuer This statement on Schedule 13D (the "Statement") relates to the shares of common stock (the "Shares") of The Spain Fund Inc. ("the Issuer"). The Issuer is a Maryland corporation and has its principal executive offices located at 1345 Avenue of the Americas, New York, NY 10105. Item 2. Identity and Background (a) This statement is being filed by the following persons: (i) Cargill Financial Markets PLC, a public limited company, formed and organized under the laws of England and Wales ("CFM PLC"), which is a wholly-owned subsidiary of Cargill Holdings; and (ii) Cargill Holdings, an unlimited company formed and organized under the laws of England and Wales ("Cargill Holdings"), which is, directly and indirectly, a wholly-owned subsidiary of Cargill, Incorporated; and (iii) Cargill Financial Services Corporation, a Delaware corporation ("CFSC"), which is a wholly-owned subsidiary of Cargill, Incorporated; and (iv) Cargill, Incorporated, a Delaware corporation. Each of the persons listed in (i) to (iv) above is hereinafter referred to individually as a "Reporting Person" and collectively as the "Reporting Persons." The Reporting Persons collectively may be deemed to be a group beneficially owning, in the aggregate, 709,600 Shares or approximately 7.07% of the outstanding Shares within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Act"). Neither the filing of this Statement nor any of its contents shall be construed as an admission that the directors or executive officers of the Reporting Persons are beneficial owners of any of the Shares, either for purposes of Section 13(d) of the Act or for any other purpose, and such beneficial ownership is expressly disclaimed. (b), (c), (f) The address of CFM PLC and Cargill Holdings is Knowle Hill Park, Fairmile Lane, Cobham, Surrey KT11 2PD, United Kingdom. The principal business of CFM PLC is financial trading and investment activities. The principal business of Cargill Holdings is acting as a holding company for CFM PLC and a significant part of Cargill, Incorporated's other business interests in the United Kingdom. (b), (c), (f) The address of CFSC is 6000 Clearwater Drive, Minnetonka, MN 55343-9497. The principal business of CFSC is financial trading and investment activities, conducted on a proprietary basis. The address of Cargill, Incorporated is 15407 McGinty Road West, Wayzata, MN 55391-2399. The principal business of Cargill, Incorporated is the international marketing and processing of agricultural, industrial and financial commodities. The name, address, citizenship and present principal occupation or employment, and the name, address and principal business of any corporation or other organization in which such employment is conducted, of each of the executive officers and directors of the Reporting Persons are set forth on Exhibit A attached hereto and incorporated herein by reference. (d) During the last five years, none of the Reporting Persons, and to the best of the Reporting Persons knowledge, none of the persons named on Exhibit A, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of the Reporting Persons, and to the best of the Reporting Persons' knowledge, none of the persons named on Exhibit A, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in, and was and is not subject to, a judgment, decree or final order against it enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration The source of funds for all purchases of the Shares acquired by the Reporting Persons was working capital. Item 4. Purpose of Transaction An aggregate of 250,000 Shares were purchased for investment purposes on September 18, 1998, increasing the Reporting Persons holdings over 5% of the total shares. The Reporting Persons from time to time evaluate their investments and, based on such evaluation, may determine to acquire or dispose of Shares. The Reporting Persons do not have any present plans that relate to or would result in any of the transactions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The amount and timing of any additional purchases or sales of Shares will depend upon a variety of factors, including, without limitation, current and anticipated future trading prices for the Shares, the financial condition and prospects of the Fund and general economic, financial market and industry conditions. Item 5. Interest in Securities of the Issuer (a) As of the date hereof, the Reporting Persons beneficially owned 709,600 Shares, constituting approximately 7.07% of the outstanding Shares based upon information provided by Bloomberg. To the best of the Reporting Persons knowledge, except as set forth herein, none of the persons listed on Exhibit A hereto beneficially owns any Shares. (b) CFM PLC presently has the power, and Cargill Holdings, CFSC and Cargill, Incorporated may be deemed to share the power, to vote and dispose of 709,600 Shares. (c) Exhibit B hereto contains information as to all transactions in the Shares effected during the past 60 days by the Reporting Persons. All of the purchases reflected on Exhibit B were made for cash in open market transactions. Except as set forth on Exhibit B, within the past 60 days, the Reporting Persons did not effect any transactions in the Shares. To the best of the Reporting Persons' knowledge, except as set forth herein, none of the persons listed on Exhibit A hereto has purchased or sold any Shares during the past 60 days. (d) No person other than CFM PLC has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities covered by this Statement. (e) Not applicable. Item 6. Contracts, Arrangements, Undertakings or Relationships with Respect to Securities of the Issuer Except as set forth above, none of the Reporting Persons and (to the best of the Reporting Persons' knowledge) none of the persons named in Exhibit A hereto, has any contracts, arrangements, understandings or relationships (legal or otherwise) with any persons with respect to any securities of the Issuer, including but not limited to any contracts, arrangements, understandings or relationships concerning the transfer or voting of such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits Exhibit A: List of Executive Officers and Directors of CFM PLC, Cargill Holdings, CFSC and Cargill, Incorporated. Exhibit B: Transactions in the Shares by the Reporting Persons in the past 60 days. Signature page follows. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct. CARGILL FINANCIAL MARKETS PLC By: --------------------------------- John C. Reynolds Secretary CARGILL HOLDINGS By: --------------------------------- John C. Reynolds Secretary CARGILL FINANCIAL SERVICES CORPORATION By: --------------------------------- Timothy S. Clark Vice President CARGILL, INCORPORATED By: --------------------------------- Linda Cutler Vice President, Assistant General Counsel & Assistant Secretary, Administrative Division Dated: September 25, 1998 EXHIBIT A CARGILL FINANCIAL MARKETS PLC Directors - --------- David P.L. Corridan Director Jacobus Gerardus De Jong Director Jeremy Llewelyn Director John E. Osborn Director John C. Reynolds Director Paul J. Tiller Director Officers - -------- David P.L. Corridan Managing Director Jane Fuller Secretary Anne Lederer Secretary John C. Reynolds Secretary EXHIBIT A CARGILL HOLDINGS (UK) Directors - --------- Paul D. Conway Director Peter A.J. Peyton Director John C. Reynolds Director Paul J. Tiller Director Officers - -------- John C. Reynolds Joint Secretary EXHIBIT A CARGILL FINANCIAL SERVICES CORPORATION Directors - --------- Robert L. Lumpkins Director Ernest S. Micek Director Michael B. Moore Director Gregory R. Page Director William W. Veazey Director Officers - -------- Michael B. Moore President Jeffery D. Leu Executive Vice President David W. MacLennan Executive Vice President Wendell Spence Executive Vice President Robert A. Kruchoski Senior Vice President Guilherme Schmidt Netto Senior Vice President Bruce H. Barnett Vice President Robert D. Beach Vice President Timothy S. Clark Vice President Craig A. Ekegren Vice President Anthony J. Farraj Vice President Martin Guyot Vice President Thomas F. Haller, Jr. Vice President Patrick J. Halloran Vice President Ian M.C. Kerr Vice President Stephen R. Lindo Vice President J. Kirk Ogren, Jr. Vice President Kim M. Okerstrom Vice President Jeffrey A. Parker Vice President Steven C. Pumilia Vice President Frank Mor Ravndal, Jr. Vice President Paul A. Richardson Vice President Debroah J. Theisen Vice President Linda L. Cutler Secretary William W. Veazey Treasurer Sheri J. Bandle Assistant Vice President Daniel G. Brian Assistant Vice President Ann M. Burke Assistant Vice President Jeffrey A. Carlson Assistant Vice President Shane F. Cotner Assistant Vice President Mark T. Guidinger Assistant Vice President Greggory S. Haugen Assistant Vice President Tara Jensen Assistant Vice President Renee A. Kessler Assistant Vice President Mary L. Kurth Assistant Vice President Christl H. Larson Assistant Vice President Christopher T. Pears Assistant Vice President Beth C. Spoonland Assistant Vice President Joseph M. Wagner Assistant Vice President Anne E. Carlson Assistant Secretary Henry W. Gjersdal, Jr. Assistant Secretary Patrice H. Halbach Assistant Secretary Jeanne Y. Smith Assistant Secretary Laura H. Witte Assistant Secretary EXHIBIT A CARGILL, INCORPORATED Directors - --------- Michael H. Armacost Director F. Guillaume Bastiaens Director Michael R. Bonsignore Director Austen S. Cargill II, Ph.D. Director Livio D. DeSimone Director Richard M. Kovacevich Director Marianne C. Liebmann Director Robert L. Lumpkins Director John H. MacMillan IV Director David D. MacMillan Director William B. MacMillan Director Ernest S. Micek Director David W. Raisbeck Director Warren R. Staley Director Michael W. Wright Director W. Duncan MacMillan Senior Advisory Director Whitney MacMillan Senior Advisory Director Corporate Officers - ------------------ Ernest S. Micek Chairman of the Board & Chief Executive Officer Warren R. Staley President and Chief Operating Officer Robert L. Lumpkins Vice Chairman of the Board and Chief Financial Officer F. Guillaume Bastiaens Vice Chairman of the Board David W. Raisbeck Executive Vice President Daniel R. Huber President, Asia/Pacific Sector Gregory R. Page Corporate Vice President and Sector President James D. Moe Corporate Vice President, General Counsel and Secretary Austen S. Cargill II, Ph.D. Corporate Vice President, Research and Development Ronald L. Christenson Corporate Vice President and Chief Technology Officer Galen G. Johnson Corporate Vice President and Controller Robbin S. Johnson Corporate Vice President, Public Affairs Nancy P. Siska Corporate Vice President, Human Resources Lloyd B. Taylor Corporate Vice President, Information Technology Tyrone K. Thayer Corporate Vice President, Worldwide Cargill Foods and Procurement William W. Veazey Corporate Vice President and Treasurer ELECTED OFFICERS - ---------------- Fredric W. Corrigan President, Agriculture-Biosciences Group Richard D. Frasch President, Animal Nutrition Division John E. Geisler President, Dry Milling Brian F. Hill President, Worldwide Seed Gary W. Jarrett President, Cargill Energy Frank Karsbergen President, Juice, Cocoa, Malt Group Peter A. Kooi President, World Grain Trading Group David M. Larson President, Animal Nutrition and Poultry Group John D. March President, World Oilseeds Processing Group Henricus M. Mathot President, Fertilizer Gary W. Mize President, Cargill Juice Michael B. Moore President, Financial Markets Group Robert R. Parmelee President, Biosciences Frank L. Sims President, North American Grain Charles L. Sullivan President, Salt James T. Thompson President, Cargill Steel Group Michael A. Urbanic President, North American Corn Milling Norman Hay Co-President, Cargill-Monsanto Joint Venture Lawrence F. DeWitt Senior Vice President, Latin America Sector APPOINTED OFFICERS - ------------------ Bruce H. Barnett Vice President, Tax & General Tax Counsel, Administrative Division John I. Bjelland Vice President, Information Technology, Agriculture Group and Cargill Grain Division Joseph P. Botos Vice President, Administrative Division William C. Britt Vice President, Administrative Division Charles A. Clogston Vice President, Controller, Administrative Division Linda L. Cutler Vice President, Assistant General Counsel & Assistant Secretary, Administrative Division James A. Guyre Vice President, Controller, Administrative Division James N. Haymaker Vice President, Strategy and Business Development, Administrative Division H. Jed Hepworth Latin American General Counsel, Administrative Division Alistair D. Jacques Vice President, Corporate Information Technology Operations, Administrative Division Stephen D. Laing Vice President, Controller, Administrative Division Ronald L. Laumbach Vice President and North American General Counsel, Administrative Division William P. Miller, Jr. Vice President, Controller, Administrative Division R. Kent Norby Vice President, Human Resources, Administrative Division Richard J. Peters Vice President, Director of Worldwide Audit, Administrative Division Bonnie E. Raquet Vice President, Public Affairs, Administrative Division Daniel v.O. Slingeland Vice President and Assistant Treasurer, Administrative Division Linda L. Thrane Vice President, Public Affairs, Administrative Division William L. Varner Vice President, Administrative Division Dennis E. Walters Vice President and Controller, Administrative Division Petrus Zaal Vice President, Administrative Division Orland D. Thorbeck Controller, Human Resources, Administrative Division Nancy L. Ballsrud Assistant Vice President, Corporate Treasury & Assistant Treasurer, Administrative Division Ronald G. Dudley Assistant Vice President, Strategy and Business Development Department, Administrative Division Brian L. Foltz Assistant Vice President, Insurance, Administrative Division Henry W. Gjersdal, Jr. Assistant Vice President, Tax & Assistant General Tax Counsel, Administrative Division Patrice H. Halbach Assistant Vice President, Tax & Assistant General Tax Counsel, Administrative Division W. Brendan Harrington Assistant Vice President, Public Affairs, Administrative Division James S. Hield Assistant Vice President, Public Affairs, Administrative Division Fred B. Lafferty Assistant Vice President, Corporate Security, Administrative Division John J. McCabe Assistant Vice President, Office Services, Administrative Division Jeanne E. McCaherty Assistant Vice President, Central Research, Administrative Division H. S. Muralidhara Assistant Vice President, Administrative Division M. Stephanie Patrick Assistant Vice President, Public Affairs, Administrative Division Daniel R. Pearson Assistant Vice President, Public Affairs, Administrative Division Carol H. Pletcher Assistant Vice President, Corporate Quality, Administrative Division Felix A. Ricco Assistant Vice President, Human Resources, Administrative Division James M. Wallace Assistant Vice President, Corporate Marketing Communications, Administrative Division Jeanne Y. Smith Assistant Secretary, Administrative Division Tracy L. Wessel Assistant Secretary, Administrative Division David B. Braden Assistant Treasurer, Administrative Division Jayme D. Olson Assistant Treasurer, Administrative Division Daryl L. Wikstrom Assistant Treasurer, Administrative Division Jerry D. Havemann Vice President, Information Technology, Animal Nutrition and Meat Sector Jerome D. Leising Vice President, Animal Nutrition and Meat Sector Thomas L. Fritz Senior Vice President, Animal Nutrition Division Douglas J. Barisnky Vice President, Animal Nutrition Division Kenneth E. Ekstrom Vice President, Animal Nutrition Division H. Terry Olson Vice President, Animal Nutrition Division George M. Kemp Controller, Animal Nutrition and Poultry Group William A. Buckner President, Worldwide Beef, Red Meat Group George J. Kwasniak Controller, Red Meat Group Hugh B. Guill Senior Vice President, Worldwide Poultry Lee B. Skold Senior Vice President, Worldwide Poultry Paul E. Lawrence Vice President, North American Turkeys John J. O'Carroll Vice President, Worldwide Poultry & President, North American Turkeys Jerry R. Rose Vice President, Worldwide Poultry Richard T. Wyatt Vice President, North American Turkeys Glenda R. Hoogland Controller, North American Feed Deryle G. Oxford Assistant Vice President, North American Turkeys Andrew B. Southerly Assistant Vice President, North American Turkeys David L. Gabriel Senior Vice President, Cargill Energy Division Aaron R. Markley Senior Vice President, Cargill Energy Division Dennis D. Bowersox Assistant Vice President, Cargill Energy Division Donald A. Dietrich Assistant Vice President, Cargill Energy Division Bryan D. Price Assistant Vice President, Cargill Energy Division Robert H. Takvorian Assistant Vice President, Cargill Energy Division Peter W. Reed Senior Vice President, North American Grain William J. Burns Vice President, North American Grain Gary E. Dahl Vice President, North American Grain Daniel P. Dye Vice President, North American Grain William M. Hale Vice President, North American Grain James T. Prokopanko Vice President, North American Grain James T. Sutter Vice President, North American Grain Donald H. Vogt Vice President, North American Grain Karen R. Polzin Controller, North American Grain Richard R. Calhoun Assistant Vice President, North American Grain Donald A. Hilger Assistant Vice President, North American Grain Daniel W. Ruiter Assistant Vice President, North American Grain Steven A. Smalley Assistant Vice President, North American Grain David E. Dines Vice President, Commodity Risk Management Products Department Brent C. Bechtle Assistant Vice President, Commodity Risk Management Products Department Jeffrey M. Goldstein Assistant Vice President, Commodity Risk Management Products Department Jeffrey C. Seeley Assistant Vice President, Commodity Risk Management Products Department Robert J. Mann President, Ferrous International Department, Cargill Steel Joseph D. Lea Vice President, Steel and Wire Department, Cargill Steel Jean A. Lhermitte Vice President, Ferrous International Department, Cargill Steel Larry H. Virtue Vice President, Steel and Wire Department, Cargill Steel Bruce K. Lanske Controller, Steel and Wire Department, Cargill Steel Kenneth M. Mooney Vice President and General Manager, Coffee Department John W. Bunker Vice President, Coffee Department Barry J. Burnett Controller, Coffee Department Guy R. Shoemaker Senior Vice President, Dry Milling Division James A. Madich Vice President, Dry Milling Division Scott J. Montgomery Vice President, Dry Milling Division Gary Q. Yee Vice President, Dry Milling Division Thomas P. Abrahamson Assistant Vice President, Dry Milling Division Alex B. Cory Assistant Vice President, Dry Milling Division George J. Schember Assistant Vice President, Dry Milling Division H. Rex Winter Assistant Vice President, Dry Milling Division Roy S. Alexander Controller, North American Flour Milling Joseph M. Hausback Senior Vice President, Fertilizer Division Thomas S. Charette Vice President, Fertilizer Division Donald R. Clark Vice President, Fertilizer Division Corrine D. Ricard Vice President, Fertilizer Division Burnis L. Wilhelm Vice President, Fertilizer Division Patricia E. Rogers Controller, Fertilizer Division Robert L. Hesse Assistant Vice President, Fertilizer Division Michael R. Rahm Assistant Vice President, Fertilizer Division Brent A. Shonka Assistant Vice President, Fertilizer Division Richard A. Sunderland Assistant Vice President, Fertilizer Division Douglas R. Linder Vice President, Cargill Foods Hendrikus L. DeBeer Controller, Malt Division Gordon K. Adkins Vice President, North American Corn Milling Division Peter B. Boynton Vice President, North American Corn Milling Division Robert A. Hovden Vice President, North American Corn Milling Division Robert E. Siegert Vice President, North American Corn Milling Division Douglas J. Fick Controller, North American Corn Milling Division Patrick E. Bowe Assistant Vice President, North American Corn Milling Division Dale E. Cox Assistant Vice President, North American Corn Milling Division E. Thomas Erdmann III Assistant Vice President, North American Corn Milling Division Aswhin M. Madia Assistant Vice President, North American Corn Milling Division Douglas E. Punke Assistant Vice President, North American Corn Milling Division R. Creager Simpson Assistant Vice President, North American Corn Milling Division William C. Winetroub Assistant Vice President, North American Corn Milling Division Andrew L. Workman Controller, Peanut Department William C. Britt Vice President, Salt Division Gifford A. Howarth Vice President, Salt Division Gerald O. Rohlfsen Vice President, Salt Division Gerald J. Thornton, Jr. Vice President, Salt Division Michael G. Venker Vice President, Salt Division Gregory M. Wold Vice President, Salt Division Lawrence L. Overstreet Controller, Salt Division Catherine A. Hay Assistant Vice President, Salt Division Micheal D. Lane Assistant Vice President, Salt Division Michael A. Lilly Assistant Vice President, Salt Division Michael R. Schmit Assistant Vice President, Salt Division John M. Buman Vice President, Seed Division Vernon E. Gracen, Jr. Vice President, Seed Division Randall G. Jeppson Vice President, Seed Division Ronald F. Musech Vice President, Seed Division William R. Rouse Vice President, Seed Division Michael J. Hall Controller, Worldwide Seed Patrick C. Bennett Assistant Vice President, Sugar Department Dale A. Fehrenbach Vice President, Plant Operations and Engineering, Trading Sector William L. Varner Controller, Trading Sector Mark R. Schulze Vice President, World Oilseeds Processing Group Hershel R. Austin Vice President, North American Oilseed Processing Division Martin G. Dudley Vice President, North American Oilseed Processing Division Willis M. Gillett Vice President, North American Oilseed Processing Division Hector Orlando Marsili Vice President, North American Oilseed Processing Division Ian C. Purtle Vice President, North American Oilseed Processing Division Francis W.I. Van Doninck Controller, North American Oilseed Processing Division Douglas J. Collison Assistant Vice President, North American Oilseed Processing Division William A. Lowe, Jr. Assistant Vice President, North American Oilseed Processing Division Norman R. Spaeth Assistant Vice President, North American Oilseed Processing Division Maureen M. Dolan Assistant Controller, North American Oilseeds Nicholas A. Emanuel Vice President, Cargill Juice Charles O. Rankins Controller, Cargill Juice Jack H. Huston Assistant Vice President, Cargill Juice Howard J. Bohlander, Jr. Vice President and General Manager, Latin American Grain, World Grain Trading Group EXHIBIT B - --------- DATE TRD ID STRATEGY LEGAL ENTITY TRADER C/PARTY - ---- ------ -------- ------------ ------ ------- 18SEP98 347981 CEFESB CFSCLDN RCOOPER DEUTBKGB USD B 250000 15.25 CP 04SEP98 344305 CEFESB CFSCLDN MLEWIS PAINE USD B 700 15.8929 CP 27AUG98 342251 CEFESB CFSCLDN MLEWIS PAINE USD B 10000 15.5 CP 24AUG98 340905 CEFESB CFSCLDN RCOOPER PAINE USD B 11000 16.8807 CP 19AUG98 340131 CEFESB CFSCLDN MLEWIS PAINE USD B 6000 18.1875 CP 18AUG98 339879 CEFESB CFSCLDN RCOOPER PAINE USD B 2300 18 17AUG98 339662 CEFESB CFSCLDN RCOOPER PAINE USD B 7000 17.6741 -----END PRIVACY-ENHANCED MESSAGE-----